Surveillance Officer

***SURVEILLANCE ASSOCIATE -MARKET ABUSE*** A leading brokerage/trading house are looking for an experienced market abuse surveillance professional to join their team in the City.

DUTIES & RESPONSIBILITIES OF A SENIOR SURVEILLANCE ASSOCIATE

• Review and analyse T+1 alerts
• Investigate and escalate potential cases of market abuse/manipulation
• Review telephone and e-communication alerts
• Collate MI and make reports for senior stakeholders
• Assist with improving/calibrating alert assessments
• Deal with queries from the FCA and the Exchanges
• Assist with PA dealing requests and provide market conduct training

QUALITIES & ATTRIBUTES NEEDED TO BE A SURVEILLANCE ASSOCIATE

You will have proven market abuse surveillance experience ideally from a brokerage/trading commodities house. Salary: £70-75K plus bonus and benefits. Please contact me for more details.

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