Compliance Executive
Cardiff (hybrid working)
£35,000 DOE
An excellent opportunity has arisen for a Compliance Executive to join a growing Compliance Team within a leading commercial law firm. This role would suit a compliance professional with previous experience in a law firm or regulated professional services environment who is looking to broaden their experience across a wide range of risk, regulatory and compliance matters.
Working closely with the Compliance Manager and wider compliance team, you will play a key role in supporting the firm’s day-to-day compliance and regulatory activities. This is a varied position offering exposure to AML, client onboarding, sanctions, source of funds checks, file reviews, regulatory monitoring and wider risk management processes.
Key responsibilities include:
- Managing client onboarding and ongoing compliance processes
- Conducting AML, sanctions and source of funds checks
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