Financial Advice Quality & Compliance Auditor

Lime People Search & Select Ltd is partnering with a UK-based Financial Planning firm to recruit a Business / Quality Assessor who ensures all financial advice cases comply with current requirements.

In this role you will validate Know Your Client information, review reports and suitability letters, and provide constructive feedback to paraplanners and advisers. The ideal candidate has experience in file checking and aims to raise reporting standards across the firm.

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