Hybrid Compliance Manager – Consumer Duty

Oxbow Resourcing Limited partners with a growing financial advice group to recruit a compliance professional. The role combines practical support to advisers with monitoring, regulatory reporting and Consumer Duty oversight, reporting to the Group Senior Compliance Manager.

You will support the annual Compliance Monitoring Plan, oversee outsourced advice file monitoring, provide practical guidance, and assist with regulatory submissions, investigations and remedial actions.

#J-18808-Ljbffr…