Compliance Analyst

Overview

In this role, you will support the Compliance Officer to implement the Compliance Monitoring Plan and deliver regulatory reporting. You will work within our first-line Compliance team in London to strengthen controls and improve outcomes for customers. You’ll monitor regulatory developments, manage breaches and incidents, and contribute to sanctions screening and control design for Consumer Duty and Product Governance. This is a hands-on opportunity to grow as a regulatory compliance professional within a supportive, fast-paced group that values collaboration and growth.

Responsibilities

• Conduct monthly horizon scanning of regulatory and policy developments
• Perform sanctions screening
• Support design and maintenance of controls for Consumer Duty and Product Governance
• Prepare and deliver monthly Compliance MI and management reports
• Log and manage breaches, complaints, and errors & omissions, including root cause investigation

Key requirements

• Experience in compliance monitoring activities
• Understanding of key regulatory risks facing insurance brokers
• Knowledge of Lloyd’s and non-Lloyd’s commercial insurance market and distribution
• Strong organisational and time management skills
• Excellent written and verbal communication

• Strong organisational skills
• Clear communication
• Time management
• FCA Handbook knowledge (nice to have)
• Regulatory reporting knowledge (nice to have)
• Consumer Duty awareness (nice to have)

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