Compliance File Checker – Hybrid/Remote Quality Assurance

IDEX Consulting in the UK is seeking an experienced Advice/Compliance File Checker to join an established financial services business. You will review Adviser files, suitability reports and recommendations to ensure advice is suitable, compliant and meets regulatory standards.

You will provide clear, constructive feedback to Advisers, helping maintain high standards of advice and positive client outcomes. The role is hybrid with remote options for candidates able to travel to Edinburgh or

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