Markets Compliance Adviory

We’re working with a leading global financial services firm seeking a Global Markets Compliance Consultant. This is an excellent opportunity for someone with strong business-facing Compliance experience across Equities and Credit, ideally with experience working directly with trading desks. The role is a 6 month contract, hybrid in London and paying £700 per day.

Key Responsibilities:

• Provide day-to-day compliance advice and risk-based oversight to Global Markets businesses, with a focus on Equities and Credit.
• Advise trading and sales teams on regulatory requirements including MiFID, MAR, EMIR, and Short Selling.
• Support regulatory change projects, assessing new regulations and advising the business on their impact and implementation.
• Conduct compliance monitoring, reviews, and investigations, including responding to internal, regulatory, exchange, and venue enquiries.
• Deliver compliance training and provide regular management information and regulatory updates to senior stakeholders.

Key Requirements:

• Strong business-facing Compliance experience
• Specific experience across Equities and Credit
• Strong knowledge of UK/EU markets regulation, including MiFID, MAR, EMIR, and Short Selling.
• Available to start within a month.

Interested? Please apply below or contact Nicole Poole at Danos Consulting to learn more.

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