Manager, Trade & Transaction Reporting Advisory, Wholesale Conduct

Overview

In this Manager role, you deliver prudential risk advisory to Investment Management and Wealth firms, helping clients address FCA expectations. You collaborate with cross-functional teams to provide practical regulatory risk insights, capital and liquidity assessments, and governance improvements. You’ll shape client engagements, train on key processes like ICARA, and support regulatory reviews and remediation. This is a chance to impact financial risk governance at a global professional services leader.

Pay / Benefits

• hybrid working in London
• extensive learning and development
• inclusive culture
• focus on wellbeing
• opportunity to work with prestigious clients
• career progression potential

Responsibilities

• Review client arrangements and provide practical enhancement recommendations
• Deliver tailored client training/workshops on ICARA and wind-down assessments
• Collate information and draft prudential risk management documentation
• Provide regulatory diligence to support transactions
• Advise on deal structuring regarding regulatory capital resources
• Handle ad hoc regulatory queries from clients
• Support preparation for regulatory reviews and remediation plans
• Support project management, stakeholder engagement, progress reporting, and financial controls
• Foster growth of client relationships and identify new opportunities
• Contribute to development of propositions, publications, and presentations on industry developments

Key requirements

• Degree educated or a relevant professional qualification (e.g., CFA, CA, FRM) or equivalent
• Knowledge of FCA MIFIDPRU Handbook and/or UK CRD/CRR
• Excellent written and verbal communication across levels
• Industry knowledge and broad understanding of financial markets
• Problem solving, collaboration, stakeholder management, client relationship development, coordination and organisation

• Problem solving
• Collaboration and teamwork
• Stakeholder management
• Prudential risk management
• Regulatory reporting and disclosure
• ICARA/ICAAP assessments

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