Compliance, Conduct & Operational Risk (CCOR) EMEA Quality Assurance

Overview

In this role, you perform QA testing across AML and Fraud investigations, including SARs, No-File Cases, sanctions reporting, and investigations. You independently review case narratives, evidence, and outcomes to ensure completeness, accuracy, and adherence to controls. You will translate findings into actionable write-ups, escalate when needed, and deliver QA summaries with trends and improvement recommendations. You work with Compliance teams to safeguard data integrity and strengthen risk-based decisions. This position offers impact across global regulatory controls within a leading financial services firm.

Responsibilities

• Perform QA reviews of AML and Fraud Investigations (SARs and Cases) for completeness, accuracy, and adherence to internal controls
• Review case narratives, evidence, and outcomes to confirm proper identification of AML red flags, risk indicators, and typologies with clear rationale
• QA Sanctions processes to verify restrictive actions are applied and well documented
• Validate data integrity across case management systems and supporting documentation, documenting data gaps
• Identify, log, and classify QA defects; ensure write-ups are actionable and aligned to procedures
• Apply independent judgment and escalate when rationale or evidence for risk decisions is unclear
• Prepare and deliver QA summary reports to stakeholders, including defect trends and improvement recommendations

Key requirements

• Experience in Financial Crime Compliance, specifically AML and/or Fraud
• Strong research and analytical skills with high attention to detail
• Excellent written and oral communication abilities for clear testing results
• Ability to translate technical data into business reports/presentations; proficient in MS Excel and PowerPoint

• attention to detail
• strong communication
• independent judgment
• analytical mindset
• MS Excel
• PowerPoint

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