Compliance Analyst

Overview

In this role, you will strengthen the firm’s financial compliance across Internal Audit through targeted reviews, monitoring and data-driven testing. You will help modernise analytics, dashboards and reporting to enhance assurance and visibility. Working with Finance, Data, Legal and Financial Systems teams, you’ll develop a stronger compliance monitoring framework and deliver actionable insights. This is a cross-functional, data‑driven role with opportunities to shape how compliance is monitored and reported across the business.

Responsibilities

• Plan and execute targeted compliance reviews and monitoring focused on financial risk
• Assess compliance with travel, expenses, billing, write-offs, payments and banking approvals
• Perform data analysis and exception testing to identify non-compliance, gaps and trends
• Develop data-driven monitoring techniques using analytics and automation
• Conduct periodic user access reviews and assess segregation of duties
• Support information security and data protection controls testing
• Improve compliance oversight through dashboards, automated reporting and MI
• Coordinate improvements in reporting with Finance, Data and Systems teams
• Review matter management activities including Client Due Diligence, engagement letters and sanctions
• Document findings with evidence, root causes and recommendations
• Track remediation actions with stakeholders to ensure closure
• Build relationships with Finance, Legal, Data and Business stakeholders
• Support wider Internal Audit assignments requiring compliance testing or financial control insight

Key requirements

• Prior experience in compliance, internal audit, finance assurance or related field
• Experience with data analytics and strong Excel skills
• Strong analytical and problem-solving skills with ability to review large data sets
• Excellent written and verbal communication skills
• High attention to detail, professionalism and objectivity
• Ability to work independently and manage multiple priorities
• Collaborative mindset across Finance, Data, Risk and Compliance teams
• Curiosity and practical improvement-focused approach

• communication
• analytical thinking
• attention to detail
• data analytics
• Excel
• management information reporting

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