Compliance Manager

Overview

As Compliance Manager, you will strengthen the compliance framework across the group’s regulated entities within a growing Lloyd’s broker. You’ll partner with senior leadership to ensure regulatory obligations are met in a pragmatic, commercially aware manner and help mature governance and risk processes. You will interact with the Group Board and influence cross‑functional teams to support growth and future SMF16 responsibilities. This is a visible, leadership‑oriented role with a clear path to senior compliance leadership.

Responsibilities

• Support and enhance the compliance framework across regulated entities
• Provide day‑to‑day compliance advice to senior management
• Assist with regulatory monitoring activities and governance/risk processes
• Prepare reporting and MI for senior stakeholders, including engagement with the Groups Board
• Manage relationships with external compliance partners and bring activities in‑house where appropriate
• Collaborate with subsidiaries’ senior teams to support growth and regulatory transformation
• Position the function for future SMF16 responsibilities

Key requirements

• Previous compliance experience, ideally within a Lloyd’s broker or London Market with experience in Lloyd’s regulations
• Strong understanding of FCA regulatory requirements and governance frameworks
• Confidence to engage with senior management and Board‑level stakeholders
• Experience supporting audits, compliance monitoring programmes, regulatory change initiatives and governance activities
• Proactive, commercially minded with strong relationship‑building and stakeholder influence skills
• Ambition to progress towards SMF16 position

• Relationship building
• Stakeholder engagement
• Proactive mindset
• Knowledge of Lloyd’s regulations
• Knowledge of FCA regulatory requirements and governance frameworks
• Experience with audits and regulatory monitoring

…