Job Description
One Ten Associates are partnering with a private debt fund, who is seeking a Compliance Manager to take ownership of its day-to-day compliance and risk responsibilities.
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Working closely with senior leadership and the wider business, the successful candidate will have overall responsibility for developing the compliance programme as the business expands.
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Key Responsibilities:
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- Develop and manage the compliance monitoring programme, maintaining the firm’s policies, procedures and governance documentation.
- Manage UK and US regulatory requirements, including regulatory reporting, horizon scanning and liaising with the relevant regulators.
- Oversee AML, KYC and financial-crime controls across investor and counterparty onboarding.
- Manage trading and employee-compliance controls, including restricted lists and personal-account dealing.
- Build and oversee the firm’s risk-management framework, including its ICARA, risk register, operational controls and senior-management reporting.
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Requirements:
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The position would suit a compliance generalist with approximately three to six years’ relevant experience, having worked within an investment manager or a leading compliance consultancy.
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Exposure to private debt, private credit or wider private markets would be particularly valuable. The successful candidate should be comfortable working independently, taking ownership and building processes within a growing business.
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Experience in risk management would be advantageous, particularly in relation to ICARA requirements and the development of risk-management frameworks.
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