INTERIM COMPLIANCE MANAGER – GLOBAL ASSET MANAGEMENT
We have been mandated by an institutional asset management who are looking for an experienced Compliance generalist to work as an effective interim Deputy in their London Compliance team for a 12 mth contract.
DUTIES & RESPONSIBILITIES OF AN INTERIM COMPLIANCE MANAGEMENT
provide regulatory advice AND mentor junior team members
Undertake monitoring and surveillance and assist with financial promotions reviews
Maintain policies, review PA Dealing requests and conduct thematic audits/reviews
Deal with AML issues – including financial crime controls reviews.
On-board new employees and provide regulatory input into new products/initiatives
Assist with training, undertake regulatory reporting and filing and work on wider strategic Compliance projects.
QUALITIES & ATTRIBUTES NEEDED TO BE AN INTERIM COMPLIANCE MANAGER
You will have a minimum of 5 years’ Compliance experience from an asset management background – ideally with UCITS and/or alternative investment funds experience. You must be able to manage others and be able to work at both a strategic level and a BAU level in terms of duties and responsibilities. Salary:£100-115K.
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