Business Oversight Manager

Overview

In this role you support the UK PWM by leading consumer duty oversight and risk controls, enabling robust governance and data-driven decision-making. You will work with multiple functions to ensure regulatory compliance and efficient operations while driving insights for senior leadership. The position offers exposure to governance materials, regulatory reporting, and frontline risk management in a UK wealth management context. You will shape oversight practices and contribute to a scalable framework for the London Branch.

Responsibilities

• Own the Consumer Duty framework execution, including value assessments and client outcome testing
• Run business control and oversight activities with sample testing and data analytics to confirm regulatory and policy compliance
• Report findings to the COO and propose remediation to improve processes
• Contribute to the London Branch oversight framework development and efficiency gains
• Provide regular and ad-hoc sales and revenue data analysis for governance and leadership meetings
• Prepare materials for governance and regulatory reporting (Executive Committee, Consumer Duty Board)
• Participate in reviews and projects for new products/services and regulatory changes
• Manage access to London Branch data sources (Tableau, extracts)
• Assist in responding to regulatory/audit inquiries

Key requirements

• 3+ years’ experience in wealth management or similar role
• strong Excel skills and ability to handle large data sets
• degree educated (or equivalent); numerical or IT focus preferred
• excellent analytical and data interpretation capabilities
• strong organizational skills with ability to manage multiple tasks
• knowledge of wealth management services and regulatory landscape
• proficiency in MS PowerPoint; interest in AI developments
• proactive, energized self-starter with ownership mindset
• ability to interact with diverse functions and stakeholders
• experience in risk or compliance within UK wealth management is a plus

• stakeholder management
• proactive communication
• attention to detail
• Excel (advanced), data analytics
• PowerPoint
• Tableau or data extraction tools

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