Audit Manager – Asset & Wealth Management

Overview

As Audit Manager in the London Internal Audit function, you will own end-to-end audit delivery for Asset & Wealth Management activities, applying risk-based testing and data analytics to enhance assurance. You’ll work within a small, experienced team, engaging with stakeholders and shaping audit coverage. The role offers global exposure, autonomy, and the chance to progress within a premier financial services organisation. You will help elevate control frameworks and risk management across the portfolio.

Pay / Benefits

• base salary 70,000-80,000
• bonus
• benefits
• hybrid working (4 days in office, 1 remote)
• London-based role
• career progression opportunities

Responsibilities

• Understand business activities, processes, risks and control environments
• Develop risk-based audit and testing approaches
• Perform audit fieldwork and control testing
• Utilise data analytics and full-population testing to identify trends and exceptions
• Assess significance and impact of audit findings
• Produce clear audit documentation and communicate findings
• Engage with stakeholders across the business
• Monitor agreed actions and improvements
• Contribute ideas to improve audit coverage and methodology
• Provide exposure across Asset Management, investment teams, operational risk and Wealth Management

Key requirements

• Approximately 5-6 years of relevant experience with meaningful Internal Audit exposure
• Financial services experience
• Strong understanding of business processes, operational risk and controls
• Experience across the full Internal Audit lifecycle
• Ability to design and execute testing approaches with limited supervision
• Strong stakeholder management and communication skills
• Experience using data analytics within audit, including large datasets/full-population testing
• Confidently challenge constructively and own your work
• Previous Asset or Wealth Management experience is advantageous but not essential
• ACA, ACCA, CIA or similar qualifications welcomed but not mandatory with proven Internal Audit experience

• Stakeholder management
• Communication
• Challenge constructively
• Data analytics in audit
• Large datasets handling
• Full-population testing

…