Head Of Compliance, Risk And Financial Crime

I’m supporting a growing FCA-regulated Wealth Management business with c.£500m AUM that is looking to appoint a hands‑on compliance leader to support its next phase of growth.

This is a broad role covering:

• Financial crime
• Regulatory advice to the business
• M&A support and due diligence
• Future leadership of the compliance function

Initially, the successful individual will be the sole compliance resource, so practical experience in IFA/Wealth Management compliance is essential.

Suitable backgrounds may include:

• Head of Compliance
• Compliance Manager
• Senior Compliance Manager
• MLRO
• Risk & Compliance Manager

Location: South West or Yorkshire (Hybrid)

This is an excellent opportunity for someone looking to combine hands‑on compliance oversight with the chance to help shape and build a growing function.

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