Compliance Officer
Boutique Law Firm
London
Hybrid
I’m working with a boutique law firm in London that is looking to appoint its first dedicated Compliance Officer.
This is a fantastic opportunity for a compliance professional who enjoys variety, wants real ownership and is excited by the opportunity to help shape and develop a compliance function from the ground up.
Working closely with the COLP, you’ll take on a broad, generalist compliance remit, with a particular focus on onboarding, file audit, traaining and more.
The role?
- Client onboarding and matter opening
- AML, CDD and KYC checks
- Source of funds and source of wealth reviews
- File reviews and compliance audits
- Identifying trends, risks and areas for improvement
- Developing and delivering compliance training
- Supporting the firm’s wider compliance framework
- Working on projects relating to accreditations, policies and process improvement
As the first dedicated compliance hire, you’ll have the opportunity to make the role your own and play a key part in building and embedding the firm’s compliance approach.
About you?
This would suit someone with experience in legal compliance, AML, risk or a related area who is looking for a broad role where they can be hands-on, work closely with senior stakeholders and have a genuine impact.
- 3+ years experience in Legal Compliance
- Confidence dealing with client onboarding, CDD, AML and KYC checks
- Ideally you’ve worked ina smaller tea, in a generalist role.
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