Senior Compliance Manager / Compliance Advisory Contractor

Job Description

Senior Compliance Manager / Compliance Advisory Contractor

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Financial Services | Regulatory Change, Governance & Frameworks

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ASAP Start Date

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Inside IR35

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Initial 3-Month Contract

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I am currently looking for an experienced compliance contractor to join a regulated financial services business and immediately take ownership of key compliance activities.

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This is not a role for someone who has spent the last few years solely focused on AML, financial crime, transaction reporting, compliance monitoring, auditing, testing or large-scale transformation programmes. I am looking for someone who can confidently step into a busy environment, operate with minimal supervision, and take ownership of compliance frameworks, governance, regulatory change and advisory responsibilities from day one.

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Responsibilities

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• Own and enhance the compliance framework.

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• Lead regulatory horizon scanning and impact assessments.

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• Translate regulatory developments into practical business actions.

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• Draft, update and maintain policies, standards and procedures.

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• Provide day-to-day compliance advisory support to stakeholders.

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• Support governance forums and committee reporting.

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• Identify framework and control gaps and drive remediation activity.

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• Partner with Risk, Legal and business teams to ensure regulatory requirements are embedded appropriately.

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• Support implementation of regulatory change initiatives across the business.

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Essential Experience

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You must be able to demonstrate experience of:

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• Compliance advisory within a regulated financial services environment.

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• Regulatory change and horizon scanning.

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• Drafting and maintaining compliance policies and procedures.

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• Compliance framework ownership or enhancement.

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• Conducting impact assessments and translating regulations into practical controls.

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• Senior stakeholder engagement and governance reporting.

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• Operating independently within a second-line compliance function.

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Highly Desirable

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• MiFID.

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• SMCR.

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• MAR.

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• Consumer Duty.

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• Governance framework enhancement.

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• Markets, trading, fintech, challenger bank or investment services experience.

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Not Suitable For

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This role is unlikely to be suitable if your background is primarily:

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• AML / Financial Crime.

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• KYC / CDD.

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• Transaction Reporting.

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• Regulatory Reporting.

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• Compliance Monitoring only.

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• Internal Audit.

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• Testing & Assurance.

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• Programme Management.

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• Regulatory Change Project Management without hands-on compliance ownership.

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If you're a hands-on compliance professional who enjoys ownership, problem-solving and making things better, I would be very interested in speaking with you.

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