Job Description
We’re seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing and Markets Compliance team. This role is located in Manchester, UK.
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In this role, you’ll make an impact in the following ways:
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- Lead horizon scanning and regulatory change oversight across Pershing and Markets EMEA, ensuring regulatory developments are identified, assessed, tracked and implemented effectively.
- Maintain regulatory change governance frameworks, including publications logs, horizon scanning tools, procedures and supporting documentation.
- Partner with business stakeholders to assess the impact of regulatory developments and support prioritisation, interpretation and implementation activities.
- Act as a key liaison between Pershing/Markets EMEA and BNY’s EMEA Regulatory Change function, ensuring alignment with enterprise standards and governance requirements.
- Provide practical compliance advice and risk-based challenge on regulatory change initiatives, projects and business activities.
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Prepare management information, support regulatory reporting obligations and contribute to compliance communications, working groups and cross-functional initiatives.
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To be successful in this role, we’re seeking the following:
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- Compliance experience within financial services, with strong knowledge of FCA regulations relating to custody, client assets, clearing and settlement activities.
- Strong understanding of UK regulatory developments, including experience analysing consultation papers, policy statements and regulatory thematic reviews.
- Working knowledge of key regulatory frameworks including COBS, SYSC, SMCR, DISP, MiFID, COLL, CASS and MAR, with Irish and Jersey regulatory knowledge desirable.
- Proven ability to provide practical compliance advice, influence stakeholders and communicate effectively with a range of audiences.
- Experience working within a global organisation and collaborating across business, compliance and regulatory functions in multiple jurisdictions.
- Familiarity with compliance risk management frameworks, regulatory change programmes, compliance projects and emerging technologies, including AI.
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At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
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