Job Description
We’re seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing EMEA Compliance team. This role is located in Manchester, UK.
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In this role, you’ll make an impact in the following ways:
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- Lead regulatory change oversight across Pershing EMEA, monitoring new UK, EU, Irish and Jersey regulatory developments and assessing their impact on the business.
- Maintain regulatory publications logs, regulatory change controls and governance documentation, ensuring regulatory assessments and actions are tracked and accessible.
- Partner with the EMEA Regulatory Change team, Project Management Office and business stakeholders to coordinate regulatory change implementation and delivery.
- Oversee the horizon scanning framework, providing traceability of regulatory developments from identification through implementation.
- Prepare and maintain management information to support compliance risk monitoring, regulatory reporting and senior governance oversight.
- Provide compliance advisory support across Pershing and BNY stakeholders, contributing to projects, working groups and regulatory change initiatives.
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To be successful in this role, we’re seeking the following:
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- Compliance experience within financial services, with strong knowledge of FCA requirements relating to custody, client assets, clearing and settlement activities.
- Strong understanding of UK and European regulatory developments and their impact on capital markets, wealth management and advisory businesses.
- Detailed knowledge of key FCA regulatory frameworks, including PRIN, SYSC, COBS, MAR, CASS, SUP, MiFID, SMCR and DISP.
- Experience working within a global organisation across multiple jurisdictions and engaging with stakeholders at all levels.
- Strong communication, presentation and stakeholder management skills, with the ability to provide practical compliance guidance and challenge.
- Familiarity with compliance risk management frameworks, regulatory change programmes, compliance projects and emerging technologies, including AI.
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At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
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