Legal Entity Financial Risk Manager

Overview

As Legal Entity Financial Risk Manager in London, you will provide risk oversight for the London broker-dealer and other entities within EMEA, focusing on capital, liquidity and IRRBB. You’ll partner with CFO teams and the EFR function to monitor risk, challenge frameworks, and ensure regulatory compliance. This role offers impact through shaping risk management for material entities and collaborating across cross-functional teams. The position combines hands-on risk governance with strategic risk insight to support business plans.

Pay / Benefits

• Private healthcare for you and family
• Competitive pension plan
• Life assurance and income protection
• Flexible benefits and wellbeing resources
• Employee Assistance Program
• Charity donation matching

Responsibilities

• Identify and monitor financial risks for MLI and related entities
• Maintain capital, liquidity, and IRRBB risk profiles in line with business plans
• Regulatory compliance and interpretation of Basel 3.1 and Fundamental Review of the Trading Book
• Develop and maintain risk management procedures and controls for Treasury and LOBs
• Challenge front-line deliverables and contribute to risk elements (ICAAP/ILAAP, recovery plans, risk IDs, remediation plans)
• Ensure risk models reflect unit risk profiles and perform stress testing relevance
• Liaise with internal and external stakeholders to understand market trends and risk impacts
• Provide risk analyses, reporting, and guidance on risk limits by product/transaction

Key requirements

• Coverage in liquidity risk, capital and banking-book interest rate risk; experience in a comparable large/complex organization
• Clear, concise, and persuasive communication; strong analytical skills
• Proficiency with PowerPoint and Excel
• Strong business judgment and ability to tailor messaging to stakeholders
• Ability to build networks and collaborate across boundaries; influence regulators and internal groups (LE CRO, LOB Risk, CFO, Corporate Treasury, Recovery & Resolution, Audit & Compliance)
• Capability to monitor and analyze risk insights and front-line support
• Experience with risk framework activities (controls, ICAAP/ILAAP, recovery plans, risk IDs, remediation)
• Understanding of regulatory requirements and interaction with regulators

• Clear communication
• Analytical thinking
• Collaborative mindset
• PowerPoint
• Excel
• risk framework development

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