Senior Compliance Officer

Overview

In this role you will collaborate with Partners Group’s Head of Compliance UK to ensure two FCA-licensed firms meet UK regulatory obligations. You will act as a MiFID SME and support AIFM entities, providing regulatory advice, hands-on compliance tasks, and involvement in policy and implementation projects. The role includes CASS oversight, regulatory reporting, and governance activities within a global, growth-focused team. You will tackle diverse regulatory challenges and contribute to a dynamic, international compliance function.

Pay / Benefits

• Professional, international working environment
• Challenging, rewarding career within a growing company
• Collaborative atmosphere with on-the-job training and mentorship
• Competitive compensation package, including contract completion bonus

Responsibilities

• Interpret UK financial services legislation and guidance with a focus on public markets topics
• Act as subject matter expert on MiFID and support for AIFM entities
• Maintain oversight of Client Money and Assets (CASS) processes
• Provide day-to-day regulatory compliance advice to business teams
• Advise on regulatory change and coordinate implementation of new requirements
• Draft management information reports and support corporate governance
• Guide on public markets investments including best execution and market abuse monitoring
• Support regulatory reporting, filings, and regulator interactions
• Perform compliance monitoring reviews and thematic assessments
• Develop and maintain compliance policies, procedures, and controls
• Review and update compliance risk assessments
• Provide training on compliance policies and conduct expectations
• Maintain records evidencing compliance oversight and decisions

Key requirements

• 5-8 years of compliance experience in asset management, private markets, or related regulated environment
• Strong knowledge of FCA rules and understanding of MiFID and/or AIFMD
• Experience with collateralised loan obligation products is advantageous
• Familiarity with compliance monitoring, regulatory change management and incident escalation
• Understanding of governance, conflicts of interest, personal account dealing, market abuse and insider information controls
• Ability to translate regulations into clear, actionable business guidance
• Team player with collaborative approach
• Self-motivated, proactive and intellectually curious
• Willingness for a small amount of travel

• team player
• collaborative
• proactive
• FCA rules knowledge
• MiFID and/or AIFMD understanding
• CASS oversight

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