Compliance Analyst

Overview

In this Compliance Analyst role you will support the Head of Compliance and the team to ensure the regulatory plan and requirements are met. You’ll engage across monitoring, returns, broker approvals, and advisory activities to maintain compliance standards. The role involves governance support for product oversight, MI reporting, and cross-functional collaboration to mitigate regulatory risk. This position offers a meaningful chance to impact regulatory compliance within a Lloyd’s‑market insurer and contribute to governance processes.

Responsibilities

• Assist with delivering the Compliance Plan and monitoring activities (brokers, underwriting authorities)
• Maintain regulatory deadline calendar and coordinate timely regulatory returns
• Prepare and submit regulatory returns
• Support broker approval processes, including TOBAs
• Provide regulatory advice on licensing and tax matters to teams
• Support conduct risk governance and secretarial tasks for Product Oversight Group and product review forums
• Prepare management information (MI) across conduct risk topics
• Support other areas of the Compliance team as needed

Key requirements

• 12 months+ compliance experience within the insurance industry (ideally Lloyd’s)
• College level education or equivalent
• relevant market experience or qualification

• attention to detail
• stakeholder liaison
• clear communication
• regulatory reporting
• compliance monitoring
• management information (MI) preparation

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