Compliance Analyst

Overview

In this role you will help develop and implement the Bank’s Compliance Monitoring Programme to strengthen the second line of defence. You will work with cross-functional teams to ensure processes align with regulatory guidelines and bank operations, contributing to a culture of fair customer outcomes. The role offers exposure to regulatory reporting, thematic reviews, and horizon scanning to support the Bank’s growth as a SME-focused fintech. You will collaborate closely with Compliance, Financial Crime, and senior stakeholders to drive data-driven compliance and commercial success.

Pay / Benefits

• Full onboarding support and development opportunities
• Flexible working options
• Regular social activities
• Pension contributions
• Discretionary bonus scheme
• Private health cover

Responsibilities

• Develop and implement the Compliance Framework, with emphasis on the Compliance Monitoring Programme (CMP)
• Carry out monthly controls testing under the CMP and prepare action-oriented reports
• Support business-wide thematic reviews with the Senior Compliance Manager
• Assist in data collection for regulatory reporting requirements
• Provide regulatory and compliance guidance to stakeholders (Horizon Scanning)
• Manage day-to-day compliance enquiries and responses
• Support attendance at executive committees, project groups, and cross-functional squads
• Collaborate with Financial Crime to address cross-cutting risks
• Contribute to an agile, data-driven Compliance and Financial Crime team
• Promote a culture of fair customer treatment and strong customer outcomes

Key requirements

• Experience in Compliance Monitoring, Thematic Reviews, Regulatory Reporting and UK regulatory landscape, ideally in a commercial banking environment
• Retail Banking experience considered
• Competent technical and systems skills to support second line of defence systems
• Ability to interact with diverse stakeholders and deputise for the Senior Compliance Manager
• Industry qualifications such as ICA desirable
• Experience in Payments Regulations is desirable
• Knowledge of regulatory frameworks and risk management practices

• Stakeholder engagement
• Collaborative mindset
• Analytical thinking
• Proactive and proactive problem solving
• Excellent communication
• Regulatory reporting systems (unknown)

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