Compliance Officer

Our Client

A successful, expanding, specialist systematic proprietary trading firm

Seeks a Compliance Officer to join their team.

This is a specialist role focused on trading compliance, market surveillance, regulatory reporting and the compliance implications of algorithmic and digital asset trading.

The ideal candidate :

• 3–5 years’ relevant compliance experience within proprietary, quantitative, electronic or systematic trading, market-making or a similar trading-led environment.
• Strong knowledge of market abuse, trade surveillance, algorithmic trading controls and exchange/venue requirements.
• Experience with, or strong regulatory knowledge of, digital asset/crypto trading markets.
• Excellent judgement, communication and organisational skills.
• The ability to work closely with trading, operations and technology teams in a fast-paced environment.
• A legal background and/or Python or SQL skills would be advantageous.

This is not a generalist compliance position – direct exposure to trading activity and surveillance is essential.

For more information and a conversation in strict confidence, please get in touch – rosy.dessain@thomasdessain.com

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