Compliance Monitoring Lead 2LOD – Wealth Management

Rev & Regs, on behalf of a leading Wealth Management firm, seeks an experienced Compliance Monitoring Manager to join their second line. You will own the compliance assurance framework and lead a high-performing team in a collaborative environment.

The role requires 5+ years in compliance/risk/audit within financial services, strong 2LOD experience in wealth management, and deep knowledge of FCA regulations (Consumer Duty, SM&CR). Hybrid with multiple London/Southern England offices.

#J-18808-Ljbffr…