Compliance Assurance Manager – Market Abuse – Prestigious Financial Services Firm

Compliance Assurance Manager – Market Abuse

Prestigious financial services firm seeks a Compliance Assurance Manager to join a rapidly expanding compliance function.

Location: London, UK

Responsibilities:

• Develop the Financial Crime and Market Abuse elements of the annual Compliance Monitoring Plan.
• End-to-end design and delivery of Compliance monitoring, focusing on market conduct and financial crime risks.
• Perform validation and reconciliation exercises to provide assurance.
• Draft monitoring reports summarising findings.
• Carry out internal 4‑eyes checks and quality assurance.

Experience:

• Demonstrable relevant experience in a compliance monitoring role.
• Extensive subject‑matter expertise in financial crime and market abuse risks.

Seniority level: Mid‑Senior level

Employment type: Full‑time

Job function: Finance

Industries: Financial Services and Investment Management

#J-18808-Ljbffr…