What’s in it for you?
A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully.
* Join one of the UK’s fastest-growing insurance brokers
* Hybrid working environment
* Work directly with senior leadership and key decision-makers
* Opportunity to build and shape the compliance function from the ground up
* Exposure to major regulatory projects and FCA authorisation activity
* Collaborative, ambitious and supportive company culture
* Be part of a certified B Corp organisation
* Genuine opportunities for career progression as the business continues to grow
Must have’s
* Previous compliance experience within an insurance broker or regulated insurance environment
* Strong understanding of FCA regulations, including ICOBS, Consumer Duty and SM&CR
* Experience developing and maintaining compliance policies, procedures and registers
* Experience conducting compliance monitoring and reporting findings
* Ability to interpret regulatory requirements and communicate them clearly across the business
* Excellent organisational skills and attention to detail
* Strong stakeholder management and communication skills
* Ability to work independently and take ownership of compliance responsibilities
Nice to have’s
* Experience supporting FCA Direct Authorisation projects
* Experience producing Consumer Duty Board reports
* Exposure to working alongside external compliance consultants
* Experience within a high-growth or scaling business
So, what will you be doing?
Owning and developing the company’s compliance framework
Maintaining policies, procedures, registers and governance documentation
Acting as the first point of contact for compliance-related queries across the business
Monitoring compliance activity and reporting findings to senior stakeholders
Ensuring xwwtmva the business remains aligned with FCA requirements and industry regulations
Supporting the company’s transition towards FCA Direct Authorisation
Assisting with Consumer Duty implementation and ongoing compliance obligations
Working closely with external compliance consultants on specialist regulatory projects
Supporting regulatory reporting and governance requirements
Delivering practical compliance guidance across the business
Supporting compliance training initiatives
Building strong relationships with internal teams and leadership
Helping embed a positive compliance ……