Compliance Officer – Trading Platform

MERJE is partnering with a leading financial services business to recruit a Compliance Officer into its UK Compliance function.

This is a broad, hands-on compliance role supporting a growing business where you will take on work across advisory, conduct, regulatory change and compliance oversight.

Key Responsibilities

• Support Consumer Duty activity and the ongoing assessment of customer outcomes.
• Provide compliance input into new products, services and business developments.
• Undertake thematic reviews and targeted compliance monitoring.
• Support regulatory change and implementation projects.
• Assist with compliance issues, breaches and associated remedial activity.
• Maintain and develop compliance policies, procedures and guidance.
• Build strong relationships across the business, providing pragmatic advice and constructive challenge.

You should have:

• Broad compliance experience across advisory, conduct, monitoring and/or regulatory change.
• Good knowledge of FCA requirements, including Consumer Duty and financial promotions.
• An understanding of retail investment or trading products; knowledge of CFDs or derivatives would be advantageous.
• Experience advising commercial stakeholders and translating regulation into practical guidance.
• Strong communication and stakeholder management skills.
• A pragmatic, commercially aware approach to compliance.

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