CMC Markets is seeking an experienced Compliance Officer to join our UK Compliance team in London. This second line of defence role supports the delivery of an effective regulatory function across our UK regulated firms, providing practical regulatory advice and risk-based monitoring oversight.
You will advise on FCA rules (COBS, SYSC, CASS, PRIN), contribute to risk assessments and monitoring programmes, and build strong stakeholder relationships to ensure the firm achieves compliant customer
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