Head of Derivatives Advisory

Overview

As Head of Derivatives Compliance Advisory, you will lead the global advisory coverage for rates, FX, money markets and government bonds, shaping regulatory strategy and risk-aware guidance. You’ll partner with senior leaders and regional teams to ensure consistent regulatory application and robust risk management. You’ll drive regulatory change, training, and high-impact initiatives that strengthen market integrity and compliance culture. This role offers global scope, cross-functional collaboration, and a chance to influence strategic growth within TP ICAP.

Responsibilities

• Lead the Global Derivatives Compliance Advisory function and drive strategic direction
• Directly manage a multi-jurisdictional team of experts
• Provide regulatory guidance to Front Office and senior leaders
• Design global training programmes to enhance compliance culture
• Oversee compliance input on major strategic initiatives and new products
• Lead regulatory change programmes and remediation projects
• Represent Compliance Advisory in executive committees and governance forums
• Coordinate with regional teams to align with global regulatory developments
• Advise on MiFIR, EMIR, and Dodd-Frank implications for transactions and products
• Escalate and manage complex high-risk compliance matters across derivatives and government bonds
• Promote best practices and knowledge sharing across regions

Key requirements

• Extensive wholesale financial markets experience, especially rates and FX derivatives, money markets, and government bond products
• Significant compliance advisory experience in a global financial services organisation
• Strong understanding of interdealer brokerage models and market infrastructure
• Proven leadership across multiple jurisdictions and time zones
• Knowledge of global regulatory frameworks for derivatives trading and market conduct
• Ability to influence senior stakeholders and maintain strong business relationships
• Strong programme and project management capabilities
• Commercial mindset with judgement in regulatory issues
• Excellent communication and stakeholder management skills

• Leadership and people management
• Stakeholder management
• Strong communication and presentation skills
• MiFIR
• EMIR
• Dodd-Frank

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