NQ Financial Regulation Solicitor

Company: CapeClarke
Apply for the NQ Financial Regulation Solicitor
Location: Leeds
Job Description:

Overview

In this role you will join an international commercial law firm’s Financial Regulation team in Leeds. You will support contentious and non-contentious regulatory work across key frameworks like FSMA, FCA/PRA, MiFID and related regimes, contributing to complex, technically precise matters. You will collaborate with a collegiate team on high-quality regulatory advice for financial services clients and help develop your expertise in a highly specialised area. This is an excellent opportunity to advance in a challenging field with strong academics and a supportive environment as you build your financial regulation practice.

Responsibilities

  • Assist on regulatory matters within FSMA, PRA/FCA rules, and other regulatory regimes
  • Support research, drafting, and preparation of regulatory advices and filings
  • Collaborate with senior lawyers on complex regulatory issues and regulatory investigations where applicable
  • Contribute to handling AML, consumer protection, and advertising/marketing regulation matters
  • Engage with cross-functional teams to deliver client-focused regulatory solutions

Key requirements

  • Newly qualified solicitor
  • Strong academic record
  • Willingness to specialise in financial regulation
  • Good research and drafting skills
  • Ability to work in a collaborative, collegiate environment
  • Collaborative mindset
  • Proactive problem-solving
  • Attention to detail
  • Knowledge of Financial Regulation concepts (FSMA, FCA, PRA)
  • Awareness of MiFID, TCF, RDR
  • Data protection regulatory understanding

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Posted: October 1st, 2026