Senior Manager, Private Equity Compliance and Regulatory Management, Belfast or Derry, Londonderry

Overview

In this Senior Manager role, you will lead independence monitoring for Private Equity accounts, coordinating with GCSPs and account teams to ensure SEC/EU/UK compliance. You will oversee goals and supervise managers and L2s, and collaborate across service lines to educate clients on regulatory restrictions. You’ll develop and deliver training with risk management to strengthen the PE community, share best practices, and drive practical regulatory solutions at scale. This role offers high visibility with senior stakeholders and impactful risk governance.

Responsibilities

• Lead PE account support and liaise with GCSPs
• Oversee annual goals and supervise managers and L2s
• Engage with senior client stakeholders to gather information and respond to queries
• Develop and lead training for GCSPs and wider PE community on independence regulations
• Collaborate across service lines to educate on regulatory restrictions for PE accounts
• Share best practices and policy guidance with engagement teams and GCSPs
• Lead complex projects and resolve issues in complex PE relationships
• Coordinate with GCSP and central independence function on regulatory matters
• Demonstrate advanced knowledge of SEC/UK/EU independence rules and firm policies
• Engage in consultations with GCSPs and involve risk community to resolve issues
• Identify emerging risks and propose remedial solutions for new offerings
• Represent UK/European PE community within Centre of Excellence to drive process efficiencies

Key requirements

• Strong knowledge of firm independence policies and regulators’ rules
• Understanding of relevant firm business and risk management practices
• Proactivity and thought leadership in the discipline
• Strategic thinking and ability to handle complex concepts
• Problem solving across service lines, industries and geographies
• Ability to drive change and deliver tough messages to executives
• Strong communication, listening and interpretation skills
• Ability to manage multiple projects simultaneously
• Previous experience in risk/compliance or assurance
• Commercial awareness and practical problem solving

• Proactivity
• Strategic thinking
• Strong communication and stakeholder management
• Independence policies knowledge
• Regulators’ rules familiarity (SEC/UK/EU)
• Risk management concepts

…