Controls and Operations – Sarbanes Oxley and Solvency II

Overview

As a Controls and Operations Analyst, you support the Controls and Data Assurance Manager to strengthen the internal controls framework and drive efficiency through best-practice processes. You’ll engage with business units to map and document controls, assess data quality, and deliver periodic attestations and KPI-driven reporting. The role focuses on SOX and data quality for Solvency II, with a strong emphasis on continual improvement and governance. You’ll work across departments to enable effective controls and data-driven decision making.

Pay / Benefits

• full benefits package

Responsibilities

• Participate in risk-based scoping, mapping, documentation, control evaluations, gap remediation and quarterly attestations
• Ensure key controls are designed and operating effectively throughout the year
• Collaborate with business areas to identify changes impacting compliance and document new controls/datasets
• Oversee the data quality framework and present improvements in the DQ Forum
• Implement data rules to enhance quality and maintain cycle documentation
• Prepare monthly governance reports and KPI-based communications
• Support Sourcing function activities and monitor SLAs
• Maintain central process library, maps, and procedures
• Support continual improvement initiatives across processes across the organization

Key requirements

• Auditing or accounting or controls/process experience
• Knowledge of Sarbanes-Oxley (SOX) and Solvency II
• Experience evaluating IT Internal Controls and data quality
• Experience with risk-based scoping, documentation, and testing of controls
• Ability to prepare reporting for governance and key audiences

• Analytical mindset
• Excellent communication and stakeholder engagement
• Problem-solving and continuous improvement orientation
• SOX control evaluation
• Solvency II data quality
• Internal controls framework

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