Compliance and Operational Risk Manager – Regulatory Reporting

Overview

In this role you will provide independent second-line oversight of Enterprise Position Monitoring & Disclosures (EPMD) across EMEA, focusing on high-risk share ownership and disclosure activities. You will challenge stakeholders to ensure regulatory requirements are interpreted and embedded in processes and controls. You will support regulatory change initiatives, issue remediation and governance activities, and help advance the bank’s second-line oversight capabilities. This is a chance to shape risk governance in a global financial institution.

Pay / Benefits

• private healthcare for you and family
• pension plan
• life assurance
• group income protection
• 26 weeks maternity leave, 16 weeks paternity leave
• flexible benefits

Responsibilities

• Real-time independent review of EPMD alert activity with SME analysis
• Oversee regulatory changes, control enhancements and remediation related to EPMD
• Monitor and assess compliance with laws and regulations and effectiveness of controls
• Support development of second-line data testing for EPMD disclosures
• Support EPMD training and review of related policies
• Review and challenge FLU processes, risks, controls, and RCSA related to EPMD

Key requirements

• Strong compliance, operational risk or regulatory reporting experience
• Ability to influence stakeholders and provide credible challenge
• Risk-based oversight in a complex regulatory environment
• Ability to analyze regulatory requirements and apply them to business scenarios
• Proven stakeholder management and influence with senior leaders
• Strong analytical, problem-solving, and judgement skills
• Attention to detail and ability to ensure consistent application of requirements
• Coaching and mentoring ability for less experienced team members
• Excellent written and verbal communication with governance forums and regulators
• Several years’ experience in financial services
• Bachelor’s Degree or equivalent
• Compliance and/or Operational Risk experience
• Knowledge of EPMD-related requirements (e.g. share ownership disclosures, position monitoring) or other regulatory reporting regimes
• Global Markets experience preferred

• Stakeholder management and influence
• Critical thinking and decision making
• Attention to detail
• Compliance and regulatory reporting
• Operational risk management
• EPMD knowledge (share ownership disclosures, position monitoring)

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