Compliance Analyst

Overview

In this permanent role based in the City of London, you will support the Compliance function within a bank, helping achieve BAU objectives and strategic aims. You’ll contribute to monitoring, testing, policy management, and KYC/AML compliance while aiding senior management in governance tasks. You will work to de-risk the bank and foster cross-functional collaboration, driving process improvements and operational excellence. This is a hands-on role with meaningful impact on regulatory adherence and governance.

Responsibilities

• Conduct monitoring and testing (thematic and periodic) per the Compliance Monitoring and Testing plan
• Maintain and update the Monitoring and Testing Action Tracker with evidence of closure
• Maintain the Compliance Policy register and assist in updating policies
• Assist senior manager and head of compliance with ad-hoc projects
• Support the compliance team in delivering the bank’s vision and de-risking efforts
• Contribute to team and department meetings and drive process improvements
• Oversee KYC processes and AML program compliance
• Provide day-to-day support to global MLROs and business relating to AML, CTF, ABC, and sanctions processes

Key requirements

• Some experience in compliance, monitoring and testing, KYC and thematic reviews

• KYC
• AML
• CTF
• Sanctions
• Monitoring and Testing
• Policy management

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