Overview
In this role you will lead audit engagements focused on Capital Markets, guiding cross-functional teams through planning, testing, and reporting. You’ll develop audit staff, support departmental initiatives, and collaborate with management to address risks and improve controls. Based in London with a hybrid work option, you help ensure regulatory and internal standards are met while delivering insightful assurance. This is an opportunity to shape risk oversight in a global bank with a strong client focus.
Pay / Benefits
- generous medical care
- insurance and savings plans
- flexible Work Programs
- development programs and educational support
- paid volunteer days
- employee networks
Responsibilities
- Plan, oversee and execute audits per risk-based methodology and internal standards
- Supervise risk and control assessments and testing of key controls
- Review workpapers for compliance and supported conclusions
- Draft audit reports communicating risks, root causes, and business impact
- Collaborate with business area management to set expectations and address issues
- Escalate issues to senior management and negotiate solutions
- Maintain understanding of assigned business areas, technology, products, regulatory environment and global footprint
- Coach and mentor audit staff and contribute to change initiatives
Key requirements
- 5+ years of experience in Public Accounting, Internal Auditing, or Capital Markets
- Experience auditing Capital Markets and IT general controls
- Bachelor’s degree in finance, accounting or related field
- Advanced degree or certifications (CFA, FRM, CPA, CIA) preferred
- Fluency in English (written and spoken)
- professionalism and leadership
- ability to manage complexity and prioritize tasks
- analytical and problem-solving skills
- risk-based audit methodology
- risk and control assessment
- testing of key controls
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