Internal Audit, Global Markets Auditor, Associate/Vice President, London

Overview

In this role, you will help safeguard the firm by evaluating control effectiveness across Global Markets, strengthening risk governance and compliance, and advising on smarter control solutions. You’ll work with IA Global Markets and cross-functional teams to understand products and processes, perform data-driven audits, and report findings to management. The position offers exposure to market risk disciplines and a chance to influence control improvements at scale. Join a team that collaborates to protect assets, reputation, and sustainability while advancing audit capabilities.

Pay / Benefits

• training and development opportunities
• benefits and wellness programs
• mindfulness programs

Responsibilities

• Collaborate across IA Global Markets and Goldman Sachs teams
• Develop deep product knowledge of Global Markets and supporting functions
• Leverage data analytics/CAAT tools to support audits and risk assessment
• Assist all audit phases: scoping, planning, fieldwork, reporting
• Conduct walkthroughs with stakeholders and present control design results
• Execute audit testing with high-quality documentation
• Identify risks, assess controls, and recommend improvements
• Prepare audit conclusions and present findings to senior management
• Follow up on open audit issues and their resolution
• Participate in initiatives to improve Internal Audit processes and infrastructure

Key requirements

• Approximately 7+ years of auditing controls experience
• Project management experience with leadership of junior staff
• Thorough understanding of Market, Credit, Liquidity, Operational and Model Risk Management
• Knowledge of financial markets rules and regulations (CFTC, FINRA, Volcker, SEC)
• Team-oriented with ownership and accountability; able to work with minimal supervision
• Strong analytical skills; quick learner of new processes and systems
• Relevant certification or industry accreditation (ACA, CAMS, CIA, CFA) is a plus
• Graduate degree in a related subject (preferred)

• 团队协作精神
• 强烈的所有权感和责任感
• 高度自我驱动和适应能力
• 数据分析/计算机辅助审计工具
• 风险管理知识（市场、信用、流动性、操作、模型）
• 对金融产品的了解

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