Compliance Analyst – Asset Management

Specialist investment management firm is seeking a Compliance Analyst to join its Compliance team. This is an excellent opportunity for an individual with compliance or operational risk experience who is looking to develop their career within a collaborative and fast-paced financial services environment.

Client Details

Specialist alternative asset manager.

Description

• Conduct compliance monitoring and regulatory reviews.
• Review financial promotions and marketing materials.
• Support trade surveillance and market abuse monitoring activities.
• Maintain compliance policies, procedures, and registers.
• Monitor regulatory developments and assess potential business impact.
• Provide compliance guidance to stakeholders across the business.
• Support AML, KYC, and regulatory reporting requirements.

Profile

A successful Compliance Analyst should have:

• Experience within Compliance or Operational Risk.
• Background in asset management, investment management, or financial services.
• Good understanding of FCA regulatory requirements.

Job Offer

• Salary ranging from £50,000 to £55,000, dependent on the level of experience.
• Discretionary bonus.
• Competitive benefits package.

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