Compliance Analyst

Overview

In this role you will provide compliance oversight and advisory support to Marsh’s Direct Investment Unit in a MiFID-regulated environment. You will strengthen the compliance framework through policy development, monitoring, and risk-based guidance, acting as a trusted partner to drive governance and regulatory change. You will collaborate across Investments, Compliance, and Legal to embed compliant business practices. The position offers exposure to a broad range of compliance activities within a dynamic, regulated setting. This is a Hybrid London-based opportunity with a strong emphasis on cross-functional impact and career development.

Pay / Benefits

• professional development opportunities
• supportive leaders
• vibrant and inclusive culture
• global scale with diverse career opportunities
• comprehensive benefits and wellbeing support

Responsibilities

• Serve as a primary source of day-to-day compliance advice for the Direct Investment Unit and ensure alignment with internal policies and regulatory requirements.
• Maintain and oversee compliance registers within the First Line of Defence.
• Develop and maintain compliance policies, manuals, procedures, and training materials to strengthen the framework.
• Conduct compliance monitoring to verify adherence to regulations and internal controls.
• Oversee call recording processes in collaboration with business and technology teams.
• Escalate issues and collaborate with Compliance and Legal colleagues to implement effective solutions.
• Build trusted advisory relationships with the business, delivering practical risk-based compliance support.
• Identify, assess, and manage compliance risks and incidents; monitor regulatory developments and support change initiatives.

Key requirements

• University degree or equivalent professional experience.
• Strong track record in a UK MiFID-regulated compliance function.
• Solid understanding of the UK regulatory landscape and ability to apply requirements practically.
• Experience supporting monitoring, regulatory advisory, policy governance, or risk oversight.
• Excellent organisational skills with ability to manage multiple priorities and deadlines.
• High attention to detail and proactive ownership and delivery.

• relationship-building
• effective communication
• proactive ownership
• MiFID
• AIFMD
• UCITS

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