Senior Compliance Officer

Overview

In this role you will partner with Marsh UK Corporate and Commercial teams to oversee compliance programs, policies and governance. You will act as a trusted advisor on regulatory matters and deliver updates on FCA developments and risks. You will shape policies and provide practical compliance guidance for new business models and products. The position emphasizes collaboration, leadership of a small team, and cross-functional impact within a hybrid London office setup.

Pay / Benefits

• professional development opportunities
• interesting work
• supportive leaders
• inclusive culture
• career opportunities and well-being benefits

Responsibilities

• Act as a trusted advisor for regulatory and governance queries and provide guidance to the business
• Attend governance and business meetings and report on regulatory developments, risks, and actions
• Collaborate with the business to develop effective policies and procedures to meet regulatory requirements
• Provide compliance advice and challenge on risks related to business functions, including new business models and products
• Promote open communication between Compliance and the business about initiatives and projects
• Maintain awareness of regulatory developments and assess impacts to provide implementation advice
• Collaborate within the Advisory team and support colleagues to share learnings
• Manage and develop 1 FTE

Key requirements

• Experience in Compliance within an Insurer or Broker
• Client Money (CASS5/8) experience would be beneficial
• Proven ability to build strong relationships with business leaders
• Broad and deep knowledge of the FCA Handbook – Principles, Rules and Guidelines
• Commercial awareness and focus on proportionate regulation in insurance
• Strong and confident verbal and written communication
• Strong organisational and time management skills

• excellent communication
• stakeholder management
• collaboration
• problem solving
• FCA Handbook knowledge (Principles, Rules, Guidelines)
• CASS regulatory familiarity

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