Compliance Officer

Overview

In this role you will support the Group’s compliance framework across multiple jurisdictions, acting as a key point of contact for day-to-day compliance matters. You will help develop policies, oversee monitoring plans, and contribute to audits and regulatory reporting. The position sits within a collaborative, expanding international insurance group and offers exposure to governance activities across underwriting, claims, and broker interactions. You will drive adherence to regulatory obligations and provide guidance to stakeholders to sustain compliant growth. This is a hands-on role with broad scope and meaningful impact on governance and risk management.

Responsibilities

• Develop and maintain Group compliance policies and procedures
• Support the Compliance Monitoring Plan and risk-based framework
• Carry out TOBA reviews, due diligence, and ongoing oversight of partners
• Support Lloyd’s Atlas and delegated oversight activities
• Conduct internal audits and assist with external audits
• Manage sanctions screening and escalate potential matches
• Oversee Appointed Representatives supervision
• Assist with underwriting and claims peer reviews
• Support FCA regulatory reporting (RegData and Connect)
• Maintain compliance registers (breaches, complaints, conflicts of interest, gifts & hospitality)
• Support regulatory training, MI, and quarterly Board reporting
• Provide day-to-day compliance guidance to brokers, underwriters, and internal stakeholders
• Assist with complaints investigations and regulatory responses
• Support review of legal and commercial documentation

Key requirements

• Experience in compliance within the insurance market and UK regulatory environment
• Background in compliance monitoring, TOBAs, due diligence, sanctions, regulatory reporting, and governance frameworks
• Hands-on, stakeholder-facing with cross-functional collaboration

• Stakeholder engagement
• Collaborative communication
• Attention to detail
• Compliance monitoring
• TOBAs
• Due diligence

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