Compliance Officer – Investments & Pensions

Overview

In this role, you help ensure regulatory compliance and strong operating standards across pensions and investment activities. You will work within the compliance function to strengthen oversight as the business shifts to data-driven monitoring. You will analyze risks, conduct root-cause investigations, and deliver timely MI for senior leaders. This is a chance to influence the compliance framework and partner with leadership on strategic improvements.

Pay / Benefits

• 25 days holiday
• Cycle-to-work scheme
• Regular staff events
• Additional benefits

Responsibilities

• Deliver proactive, risk-based compliance monitoring
• Conduct breach investigations and root-cause analysis
• Perform horizon scanning for regulatory and operational risks
• Produce Management Information (MI) for senior leadership and Board
• Support development and enhancement of the monitoring framework

Key requirements

• Strong experience in a Compliance Monitoring, Internal Audit, Assurance, or Risk role
• Solid understanding of pensions and/or investment operations
• Excellent IT literacy and confidence using compliance platforms, databases, and reporting tools
• Strong analytical ability with experience interpreting complex data sets
• Clear and confident communication skills (written and verbal)
• Ability to work independently, manage competing priorities, and meet deadlines
• Highly organised, proactive, and detail-focused
• Experience producing MI and presenting insights to senior stakeholders

• clear and confident communication
• independence
• proactivity
• IT literacy with compliance platforms, databases, and reporting tools
• experience with MI reporting
• knowledge of GRC tools or data-driven monitoring solutions

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