Regulatory Compliance Manager

Overview

As Regulatory Compliance Manager you will own FCA-driven compliance activities for a growing London Market Insurance Broker. You will lead horizon scanning, monitor regulatory updates, and ensure policies stay aligned with requirements. You’ll advise senior stakeholders on regulatory developments and support the implementation of changes to keep the business compliant. This role offers tangible impact in a expanding organization and requires practical, business-focused regulatory insight.

Responsibilities

• Lead horizon scanning to identify upcoming regulatory developments and assess impact
• Monitor FCA updates and communicate changes across the organisation
• Review and update policies and procedures to stay aligned with regulatory requirements
• Advise senior stakeholders on regulatory developments
• Support implementation of regulatory changes to maintain compliance
• Act as a primary point of contact for regulatory compliance queries and guidance

Key requirements

• Strong knowledge of the FCA Handbook and UK regulatory framework
• Experience in the Insurance Market, ideally with an insurance broker
• Experience managing regulatory change, horizon scanning, and policy reviews
• Confidence engaging with senior stakeholders and communicating complex regulatory requirements
• Proactive and commercially minded with ability to translate regulatory needs into practical solutions

• Stakeholder engagement
• Clear communication of complex regulatory concepts
• Proactive problem solving
• FCA Handbook knowledge
• UK regulatory framework understanding
• Horizon scanning

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