Compliance Analyst

Overview

In this Compliance Analyst role, you contribute to the ongoing Compliance Monitoring Programme (CMP) across StoneX’s business lines. You’ll work within the Cross Product Team to support Retail and Wholesale functions and help implement compliance controls for new initiatives. You analyse regulatory changes, produce MI for senior committees, and support training and regulatory interactions. You will be part of a dynamic, risk-focused team that values collaboration, automation, and practical regulatory insight. This is an opportunity to shape monitoring practices in a global trading environment.

Responsibilities

• Deliver the CMP on time and close identified remedial actions
• Analyse and interpret relevant laws and identify regulatory changes
• Produce MI reports for senior management committees
• Maintain and update Compliance policies and procedures
• Manage the team’s shared mailbox and triage requests
• Assist design and implement compliance controls for new products
• Perform gap analyses and support risk reviews with closure of actions
• Support deep dive monitoring tasks requiring technical expertise
• Leverage automation and analytical tools to improve monitoring and reporting
• Monitor regulatory developments and assess impacts on monitoring approach
• Support regulatory and exchange interactions and filings
• Engage with industry bodies or working groups
• Deliver Compliance induction and ad hoc training to staff

Key requirements

• Graduate level or up to one year’s relevant experience
• Practical experience with AI tools in a business or compliance context

• strong analytical thinking
• attention to detail
• effective communication across levels
• AI tools usage in compliance
• automation and data analytics
• regulatory knowledge (MiFID II, CASS)

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