Compliance Monitoring Lead

Overview

In this role you will own the Compliance Monitoring function within a Lloyd’s Market division, shaping the framework, methodology and annual plan. You will translate regulatory requirements into effective monitoring and assurance, engaging senior leaders and driving remediation. This hands-on, influential position partners with first-line teams while preserving second-line independence. You’ll shape how monitoring operates to mitigate emerging risks and deliver clear governance reporting. A strategic opportunity to build and own a critical compliance capability.

Responsibilities

• Own and develop the Compliance Monitoring Framework, methodology and annual plan
• Deliver risk-based monitoring, thematic reviews, deep dives and control testing
• Identify control weaknesses, trends and emerging risks and drive remediation
• Produce clear, impactful reporting for senior stakeholders and governance forums
• Work closely with first-line business leaders, providing constructive challenge while maintaining second-line independence

Key requirements

• Lloyd’s / London Market compliance experience is essential
• Proven experience designing or developing compliance monitoring frameworks and methodologies
• Confident operating with senior business stakeholders and challenging constructively
• Strong understanding of FCA, PRA and Lloyd’s regulatory requirements
• Experience across insurance/reinsurance; Bermuda and/or Reinsurance experience would be advantageous
• Strong analytical, communication and report-writing skills

• constructive challenge with senior stakeholders
• stakeholder management
• clear communication and reporting
• designing/compliance monitoring frameworks
• thematic reviews and deep dives
• control testing and risk-based monitoring

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