Financial Advice Quality Adviser | FCA Rules & Risk Reviews

Broadgate, a leading UK financial advice network, is seeking a Business Quality Adviser to join its Supervision and Assurance team. You will review advice files to ensure clients achieve good outcomes and support advisers in raising standards.

You will carry out pre- and post-sale reviews across Investments, Pensions, Mortgages and Insurance, assess suitability, affordability, risk and disclosure against FCA rules, and contribute to improvements through feedback and root-cause analysis.

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