We are seeking a proactive and detail-oriented Compliance & Regulatory Associate to join our growing financial services team in Belfast.
This is an excellent opportunity for an individual with an interest in financial services regulation, risk management and regulatory compliance to contribute to the maintenance and development of a robust compliance framework. Working closely with senior compliance colleagues and wider business teams, you will help ensure the firm operates in accordance with applicable regulatory requirements, internal policies and industry best practice.
The successful candidate will have strong analytical skills, a keen eye for detail and the ability to interpret regulatory requirements in a practical, commercially aware manner.
What We Offer
£40k – £45k salary
Annual bonus scheme
Private medical
Enhanced company pension
25 days leave + stats
Hybrid working
Key Responsibilities
Support the implementation, monitoring and maintenance of the firm’s compliance policies, procedures and controls.
Monitor regulatory developments and assess their potential impact on the business.
Assist with regulatory reporting, submissions and correspondence with relevant regulatory authorities, including the Financial Conduct Authority (FCA), where applicable.
Conduct compliance monitoring reviews, thematic assessments and control testing.
Support the identification, assessment and mitigation of compliance risks.
Assist with the maintenance of compliance registers, risk assessments, management information and regulatory documentation.
Provide guidance to colleagues on compliance requirements and internal policies.
Support client onboarding, customer due diligence and anti-money laundering (AML) processes, where required.
Assist with internal and external audits, regulatory reviews and the implementation of remedial actions.
Promote a strong culture of compliance, integrity and accountability across the organisation.
Skills & Experience
Experience in a compliance, regulatory, risk or financial services role, ideally within a regulated environment.
A good understanding of financial services regulation and the UK regulatory framework.
Strong written and verbal communication skills, with the ability to communicate regulatory matters clearly.
Excellent attention to detail and strong organisational skills.
The ability to analyse information, identify potential risks and recommend practical solutions.
Confidence working independently while contributing effectively to a wider team.
Good IT skills, including Microsoft Office and Excel.
Apply below or get in touch with Marc at Artemis Human Capital for full details.
Skills:Audit FCA Compliance Regulatory Payments
WHJS1_NI
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