Senior Audit Manager – Asset Management & Investment Banking

Company: Barclay Simpson Corporate Governance Recruitment
Apply for the Senior Audit Manager – Asset Management & Investment Banking
Location: London
Job Description:

Overview

In this role you will serve as the Internal Audit subject matter expert for Asset Management and Private Markets, shaping the audit plan for these areas and leading risk-based audits from planning through follow-up. You will operate with substantial autonomy, engaging with senior stakeholders to strengthen governance, risk management, and internal controls. The role offers exposure across asset management, private markets, and sell-side activities within a major international group. You will develop specialist expertise while gaining broad audit experience across corporate, investment banking, and trading contexts.

Responsibilities

  • Act as SME for Asset Management and Private Markets within Internal Audit
  • Formulate the audit plan for Asset Management and Private Markets
  • Lead complex, risk-based audits from planning and scoping to fieldwork, reporting and follow-up
  • Engage credibly with senior management and build trusted relationships
  • Produce high-quality audit reports and challenge governance and controls independently
  • Maintain autonomy with regular stakeholder interaction and influence on governance, risk management, and controls
  • Oversee audits and guide teams through assignments; formal line management experience is not required
  • Support broader audit coverage across corporate banking, investment banking, and sales & trading to broaden specialist expertise

Key requirements

  • Experience leading complex audits
  • Ability to engage with senior management and produce high-quality reports
  • Experience managing audit teams through assignments (formal line management not required)
  • Strong knowledge of investment management and private markets
  • Comfort operating with independence and credible challenge
  • Limited office requirement (10 days a month in the city)
  • stakeholder engagement
  • credible communication with senior management
  • independence and professional skepticism
  • Investment management knowledge
  • Private markets experience
  • Risk-based auditing

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Posted: October 22nd, 2026