Financial Markets Surveillance & Compliance Manager

Company: Daiwa Capital Markets Europe Ltd
Apply for the Financial Markets Surveillance & Compliance Manager
Location: London
Job Description:

Daiwa Capital Markets Europe Ltd in London is seeking an experienced Surveillance and Monitoring Compliance professional to ensure timely execution of monitoring activities and CAP reviews. You will build relationships across the business to deliver surveillance outcomes and maintain a robust framework.

The role requires strong regulatory knowledge (FCA, MiFID II, MAR), excellent communication and report writing skills, and proficiency in Excel and PowerBI.

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Posted: October 22nd, 2026